EPSTEIN
page 7 / 266 . OCR, unverified
EXPIRES 06/02/2010
BUY BACK OTC PUT
TRADE DATE 05/07/10
10.000.000
39.60
(396.000.00)
140,000.00
(256.000.00) S
5/7
5/13
5/12
5'18
Sale
IMMUNOGEN INC
@ 8.01264
100,158.00
BROKERAGE
625.00
TAX 8/OR SEC
1.70
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/07/10
(12,500.000)
7.963
99,531.30
(100,000.00)
(468.70) S
Sale
RAMCO-GERSHENSON PROPERTIES TRUST
O 11.70
64.350.00
(5500.000)
11,65
64,073 91
(63,250 00)
823 91 S
BROKERAGE
275.00
TAX 8/OR SEC
1.09
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/13/10
Page 27 of 54
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-000 11222
SDNY_GM_00280420
EFTA01489309
--- SOURCE: IMAGES__0101__EFTA01489310.txt ---
METADATA_SOURCE: IMAGES0101
METADATA_FILENAME: EFTA01489310.pdf
----------------------------------------
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT
For the Period 5/1/10 to 5/31/10
Trade
Date
Settlement
Date
Type
Description
Quantity
Per Unit
Amount
Proceeds
Tax Cost
Rested
Gain/Loss
Settled Sales/Maturities/Redemptions
5/13
5/18
5/18
5/20
Sale
TELENAV INC
@ 9.38728
28,161.84
BROKERAGE
150.00
TAX 8/OR SEC
.48
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/13/10
(3000.000)
9.337
28,011.38
(24,000.00)
4,011.38 S
Sale
USA NC/TES
5/8% FEB 15 2040
DTD 02/16/2010
@ 106.25
JP MORGAN SECURITIES INC (BIDL)
TRADE DATE 05/18/10
(15,000.000.000)
106.30
15.937.500.00
(14.887.500 00)
1.050.000.00 S
5/24
5/24
Expired Option
NR CALL USD PUT
FX EUROPEAN STYLE OPTION
MAY 19, 2010
44.5
EXPIRATION OF PURCHASED FX OPTION
(445,000,000.000)
(93,000.00)
(93,000.00) C
5/20
5/25
Sale
GETTY REALTY CORP
@ 21.12927
211,292.70
BROKERAGE
500.00
TAX 8/OR SEC
3.58
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/20/10
(10,000.000)
21.079
210,789.12
(220.000.00)
(9,210.88) S
5/20
5/25
Sale
REACHLOCAL NC
(1,500.000)
14.023
21,034.64
(19,500.00)
1,534.64 S
(a 14.09
21,135.00
BROKERAGE
100.00
TM S/OR SEC
.36
J.P. MORGAN SECURMES INC.
TRADE DATE oval 0
Page 28 of 54
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-000 11223
SDNY_GM_00280421
EFTA01489310
--- SOURCE: IMAGES__0101__EFTA01489311.txt ---
METADATA_SOURCE: IMAGES0101
METADATA_FILENAME: EFTA01489311.pdf
----------------------------------------
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 5/1/10 to 5/31/10
Trade
Settlement
Date
Date
Type
Description
Per Unit
Rested
Quantity
Amount
Proceeds
Tax Cost
GaIn/Loss
Settled Sales/Maturities/Redemptions
528
528
Expired Option
PAYER SWAPTION CALL
10,000,000 INTEREST RATE SWAP
STRIKE 4.35% S 30/380 VS. 3ML
EXP DATE 05128/2010 DEAL 5163388
EXPIRATION OF PURCHASED OTC CALL
(1 SOO,
(155.000.00)
(155.000.00) S
Total Settled Sales/Maturities/Redemptions
$17,439,823.52
Trade
Date
Settlement
Date
Type
Descnption
Quantity
Per Unit
Amount
Market Cost
Settled Securities Purchased
427
5/3
Purchase
APOLLO INVESTMENT CORP
12.40
J.P. MORGAN SECURITIES INC.
TRADE DATE 04/27/10
19,000.000
12.40
(235.800.00) •
4/28
5/4
Purchase
KANSAS CITY SOUTHERN INDUSTRIES INC
3900
J.P. MORGAN SECURITIES INC.
TRADE DATE 04/28/10
2.000.000
39.00
(78,000.00) •
4/28
429
4
Purchase
SYNOVUS FINANCIAL CORP
/a 2.75
J.P. MORGAN SECURITIES INC.
TRADE DATE 04/28/10
100000.000
2.75
(275,000.00) •
WOW Option
XPD PUT OPTION
USD CALL OPTION STRIKE 525
EXPIRES 08/02/2010
WRITTEN OTC PUT
TRADE DATE 04/29/10
(10,000.000)
14.00
140,000.00 •
($17.169.700.00)
5677.462.77 S
($364.00090) C
Page 30 of 54
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00011225
SDNY_GM_00280423
EFTA01489311
--- SOURCE: IMAGES__0101__EFTA01489312.txt ---
METADATA_SOURCE: IMAGES0101
METADATA_FILENAME: EFTA01489312.pdf
----------------------------------------
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 5/1/10 to 5/31/10
Trade
Date
Settlement
Date
Type
Dascription
Quantity
Per Unit
Amount
Market Coat
Settled Securities Purchased
439
4.30
5
Purchase
PM NATURAL GAS STORAGE LP
© 21.50
J.P. MORGAN SECURITIES INC.
TRADE DATE 04/29/10
3,500.000
21.50
155.00000
(75,250.00) •
Purchase Option
PAYER SWAPT1ON CALL
10,000,000 INTEREST RATE SWAP
STRIKE 4.35% S 30/360 VS. 3ML
EXP DATE 05/28/2010 DEAL 5163368
PURCHASE OTC CALL
NEW SWAPT1ON DEAL N 5163368
TRADE DATE 04/30/10
1.000
(155.000.00) •
4/30
515
Wile Option
RECEIVER SWAP71ON CALL
10,000,000 INTEREST RATE SWAP
STRIKE 4.25% S 30/360 VS 3ML
EXP DATE 05/28/2010 DEAL 5163369
WRITTEN OTC CALL
NEW SWAPT1ON DEAL 0 5163369
TRADE DATE 04/30/10
(1.000)
113,000.00
113,000.00 •
5/5
5/7
VVrite Option
BRL PUT USD CALL
FX EUROPEAN STYLE OPTION
JUN 04.2010 • 1.8
KIQ 1.92
WRITTEN FX OPTION
PUT
18,000,000.00 BRL
CALL 10,000,000.00 USD
TRADE DATE 05/05/10
0.006
102,000.00
(18,000,000.000)
Purchase
KINDER MORGAN ENERGY PARTNERSHIP L P
UNIT OF LIMITED PARTNERSHIP INT